Financial Services IT
Secure, compliant, resilient technology infrastructure for banks, RIAs, broker-dealers, and fintech companies — where security isn't optional, it's existential.
Regulatory
Financial services breaches cost $5.9M average
SEC, FINRA, and state regulators are increasing cybersecurity examination frequency and penalties. Our compliance-first approach builds the security controls and documentation that survive regulatory scrutiny.
Technology for financial services
SOC 2 & SOX Compliance
Security architectures, continuous monitoring, and audit evidence that satisfy SOC 2 Type II, SOX IT controls, GLBA safeguards, and SEC/FINRA cybersecurity requirements.
Zero Trust Security
Micro-segmentation, privileged access management, MFA, conditional access, and continuous verification that protects client financial data and trading systems.
Branch & Office Networking
SD-WAN connecting headquarters, branch offices, and remote advisors with encrypted tunnels, QoS for trading platforms, and failover connectivity for business continuity.
Compliant Communications
Unified communications with call recording, archival, and supervision capabilities that meet SEC, FINRA, and state regulatory requirements for financial communications.
Trading Floor Infrastructure
Ultra-low latency networking, multi-monitor workstation deployments, redundant connectivity, and dedicated circuits for trading platforms and market data feeds.
Data Protection & DR
Immutable backups, geo-redundant storage, sub-1-hour RPO/RTO disaster recovery, and tested failover procedures that protect client data and meet regulatory retention requirements.
Branch Technology
Standardized branch deployments with digital signage, client-facing kiosks, secure guest WiFi, conference room AV, and PCI-compliant payment processing.
Managed Detection & Response
24/7 SOC monitoring, threat hunting, incident response, and forensics capabilities purpose-built for the financial services threat landscape.
Challenges we solve
Regulatory Examination Readiness
SEC cybersecurity examinations and FINRA audits require documented policies, evidence of controls, incident response plans, and business continuity testing. We maintain continuous compliance documentation and conduct annual tabletop exercises so you're ready when examiners arrive — not scrambling.
Client Data Protection
Financial advisors handle Social Security numbers, account numbers, tax returns, and estate documents daily. One compromised email account can expose thousands of clients. We implement email encryption, DLP rules, and conditional access policies that prevent data leakage without disrupting advisor workflows.
Business Continuity & Trading
Markets don't wait for your network to come back online. A 30-minute outage during market hours can cost clients real money. We build active-active redundancy with instant failover, dedicated backup circuits, and recovery procedures that get trading platforms online in minutes, not hours.
Vendor & Third-Party Risk
Financial firms rely on dozens of third-party platforms — custodians, CRMs, portfolio management tools, and compliance systems. Each vendor is a potential attack vector. We conduct vendor security assessments, implement proper API security, and monitor third-party access to your environment.
Secure your clients' trust
From SOC 2 compliance to 24/7 SOC monitoring — we build the infrastructure financial services firms trust with their clients' data.
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